Accrued Equities Inc., which serves as Investment Advisor and Principal Underwriter of New Alternatives Fund Inc. is also the broker of record for shareholders who invest directly in the Fund. The sole activities of Accrued Equities Inc. are related to the Fund.
We do not disclose any non-public personal information about shareholders to anyone except as permitted by law. Names and addresses are never given or sold to third parties for any outside use.
Business Continuity Plan
Accrued Equities Inc., which serves as Investment Advisor and Principal Underwriter of New Alternatives Fund Inc., is also the broker or record for shareholders who invest directly in the Fund. The sole activities of Accrued Equities Inc. are related to the Fund.
Accrued Equities Inc. has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual effects as they occur. With that in mind, we are providing you with this information on our business continuity plan.
Contacting Us Ė if after a significant business disruption you cannot contact us by telephone at our office at 800 423 8383, you can all our local number which is 631 423 7373, or go to the Fundís website at http://www.newalternativesfund.com . More likely you will want to contact the Fundís transfer agent, BNY Mellon Investment Servicing (US) Inc. which maintains the Fundís shareholder records and whom you would contact if you wanted to add to an account or redeem an account. The phone number for BNY Mellon Investment Servicing (US) Inc. is 800 441 6580.
Our Business Continuity Plan - We plan to quickly recover and resume business operations after a significant business disruption and respond by making ourselves available, making a financial and operational assessment, protecting the firmís books and records, and allowing Fund shareholders to transact business.
Our business continuity plan addresses: records of shareholders of New Alternatives Fund, backup of Fund records, regulatory reporting and assuring Fund shareholders of their prompt access to their funds if we are unable to continue our business. The Fundís transfer agent, BNY Mellon Investment Servicing (US) Inc., backs up our important records using their own facilities as well as several record storage enterprises.
In a disruption to only our firm or offices we will transfer our operations to a different local site when needed.
For more information or if you have questions about our business continuity planning, please contact us at 800 423 8383.
May 1, 2006